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The Arbitrator's Guide provides arbitrators important information and access to the forms necessary to complete their assignments. Arbitrator's Reference Guide. Title: Arbitrator's Reference Guide. Type: PDF. Size: 1.1 MB. Download Now. Bookmark this page for access to the latest version of (1) The Director will send the list generated by the Neutral List Selection System to all parties at the same time, within approximately 30 days after the last answer (1) The Director will decide which of FINRA's hearing locations will be the hearing location for the arbitration. Generally, the Director will select the hearingForms for Arbitrators. Consent to Background Search and Investigation Form · Social Security Number Verification Form · Arbitrator's Guide · Guidelines for The Codes of Arbitration Procedure provide rules that govern arbitration in FINRA's dispute resolution forum. The Neutral List Selection System is a computer system that generates, on a random basis, lists of arbitrators from FINRA's rosters of arbitrators for the selected There has been a dramatic increase in the use of arbitration for all types of disputes since the late 1980s. A sharp increase in the number of securities FINRA provides PDF (printable and searchable) versions of all of its arbitrator trainings that are currently offered through FINRA's Learning Management System. The packet contains general information about FINRA and the arbitration process, FINRA Office of Dispute Resolution Party's Reference Guide (PDF 225 KB).